Conceptual and Operational Definitions of the Basic Variables Issue Orientation |
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New York: The Free Press and Macmillan, 1980 |
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If the literature refers to either the program or the practice of the party and it notes no difference between the two, they are assumed to be equivalent and the party is scored along the diagonal (± 1, ± 3, or ± 5). Given a stated discrepancy between the two, the party is scored from the appropriate cell off the diagonal. In the extreme case of a difference in sign between program and practice, the party is assigned the mean score, observing negative and positive signs. (Janda, p. 54)
In general, the underlying principle for fixing the pro and con positions on each of these issues was to link the pro position with greater governmental activity in the issue area, interpreted as the leftist response and (arbitrarily) assigned positive scale scores to a maximum of +5. It follows that parties opposed to greater governmental activity in the issue area were regarded as rightist and assigned negative scale scores to a maximum of -5. It remains to be determined whether our arbitrary assignment of left and right positions on these issues is consistent with the empirical relationships among the data. |
Basic Variable 5.01: Ownership of Means of Production [return to menu] |
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The "means of production" is defined as the operative capacity to manufacture, construct, fabricate, grow, or otherwise produce goods to be marketed domestically or exported. Our interest in means of production is largely limited to "basic industries"--those that produce capital goods for use in production (e.g., lumber, mining, steel) or furnish services that are essential to an industrial economy (e.g., communications, transportation, and utilities). In our conceptualization, "ownership" differs from "control" mainly in degree. A party that advocates government ownership of the means of production is considered to have a stronger position on this issue than does one that advocates government control of privately owned means of production. This variable must be kept distinct from the next, "government role in economic planning." Government ownership of the means of production should not be assumed when encountering references to "central economic control and direction," which pertain to operationalizing BV502 instead. Conceptually, the party with a strong
pro position on this issue is thought to reflect the classic
Marxist position as represented in the Communist Manifesto:
"The proletariat will use its political supremacy . . . to
centralize all instruments of production in the hands of the
state." Distinctions are drawn among those parties that seek
something less than this with respect to basic
industries. |
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Operational Definitions. The issue orientation scoring matrix is used with "weak," "moderate," and "strong" positions on both sides of the issue as defined below and scored assuming no conflict between program and practice. |
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PRO-strong Strongly favors government ownership; advocates
government ownership of all basic industries;
advocates government ownership of means of
production generally. PRO-moderate Favors government ownership; advocates
government ownership of some basic industries but
not all; advocates acquiring some industry not
currently under government ownership. PRO-weak Accepts some government ownership but mainly
favors more government regulation; advocates active
regulation of production and marketing activities
of basic industries; advocates stronger
regulation. NEUTRAL Includes ambiguous or contradictory
positions. CON-weak Accepts some government ownership; opposes
ownership spreading to all basic industries;
opposes government acquisition of a given industry
not under government ownership; accepts current
government regulations. CON-moderate Opposes government ownership; opposes ownership
in principle for any basic industry; advocates
returning a given government-owned industry to
private ownership; advocates weaker
regulations. CON-strong Strongly opposes government ownership; opposes
even government regulation of production and
marketing activities of industries other than
minimal requirements for health, safety, and
honesty; urges repeal of current regulations. |
Basic Variable 5.02:Government Role in Economic Planning [return to menu] |
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The rate of economic growth as an object of concern throughout the world has generated intense controversy in many countries over the effect on economic development of state economic planning versus decentralized entrepreneurship. The economist Paul Baran has described how the idea of collective effort, which advances the interests of society in general over the interests of the selected few (1957, p. 97), has become the prevailing point of view in much of the world. Yet the desire to achieve dramatic increases in the standard of living, as well as to maximize the public good through collective direction of the segmental development of the economy, must be balanced against the inevitable threat to political liberties implicit in the accretion of governmental power. The "economic planning" variable attempts to assess a party's response to this apparent dilemma. The salient dimension in the
measurement of a party's attitude toward this issue is its
posture vis-a-vis centralization of economic decision
making. At most, the ethos of state planning may require the
taking of all economic decisions by the state; at the very
least, the party favoring some government action may support
minimal state intervention to encourage functional
coordination or to influence the overall level of economic
activity. Partisan opposition to the concentration of
decision-making authority in the institutions of the state,
on the other hand, may extend from resistance to a maximum
level of government control to a posture of opposition to
centralized direction of any sort. Parties that take the
latter conservative position, however, are likely to be
amenable to, if not desirous of, state action to ensure the
protection of vested property rights and certain commercial
interests. This departure from pristine laissez-faire
is not interpreted as movement away from an extreme stance
on this issue. |
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Operational Definition. The usual matrix is used, with pro-con positions of varying intensity defined as follows: |
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Basic Variable 5.03: Redistribution of Wealth [return to menu] |
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Distribution of wealth can be viewed "horizontally"--in the sense of distribution between industries, occupations, districts, or religions--and "vertically"-- in the sense of equalization of income regardless of social categories, that is, differences between "rich " and "poor." Our variable is concerned with vertical distribution. Since socialism and communism are characterized by an attempt to equalize the distribution of wealth, the leftist end of the continuum consists of the most severe attempts at transferring a nation's wealth vertically, from the rich to the poor. In many states characterized by an unequal distribution of wealth, a party's position toward government activity in redistributing wealth is a good measure of the party's attitude toward equality of distribution. A position that favors no government activity at all, however, does not anchor the rightist end of the continuum, because it is at least theoretically possible for a party to favor redistribution from the poor to the rich. |
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Operational Definition. The pro and con positions are as follows: |
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Basic Variable 5.04: Social Welfare [return to menu] |
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Looking at the United States, Canada, and Australia, Birth (1955) argues that welfare measures may be divided into two classes: (I) employment and health service insurance requires the payment of a premium by the insured individual, while public assistance is funded by public grant or philanthropy. Insurance payments are seen as compensation for loss, while public assistance is given to relieve a distress situation. Insurance payments are received as a matter of right and are fixed by regulation or statute, while public assistance is discretionary and based on means or needs. The Danish system is asserted to be a mix of these two approaches to providing for social welfare. |
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Operational Definition. While a number of specific classifications of welfare programs could have been prepared, the information in the files would not have upheld such refined coding. The following categories seek instead to accommodate a party's posture toward the general principle of government-supported welfare programs. The distinction between "universal" and "voluntary" welfare programs is paramount in this variable. Universal coverage involves compulsory participation in the sense of citizen cost-sharing through government exices (e.g., unemployment insurance, labor exchanges, training schemes, health insurance, and medical benefits, etc.) and (2) benefits for the elderly and the very young (e.g., old-age pensions, family allowances, maternity benefits, etc.). In his study of France, Friedlander (1962) makes a threefold division: (1) family allowances, social insurance, and pensions; (2) public assistance of a categorical and general nature provided locally to persons in economic or medical need; and (3) general public health measures. The authors of Social Denmark (1945) make the distinction between insurance and public assistance. Insurance is payable only to a specified group--the insured--while public assistance is universally available. penditures--the essence of public assistance. Voluntary programs, on the other hand, are essentially insurance programs. |
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PRO-strong Advocates or supports universally available
social welfare through a compulsory program of
public assistance, including aid to the poor,
unemployed, aged, and including health care and
medical benefits. PRO-moderate Contains a mixture of compulsory programs of
public assistance and voluntary insurance programs
that cover most or all of the above areas. PRO-weak Advocates voluntary assistance programs and
generally opposed to compulsory public assistance,
but favors some extension of programs to cover
unprotected areas. NEUTRAL Includes ambiguous or contradictory
positions. CON-weak Accepts the existing government programs, but
opposes extension of those programs to unprotected
areas; certainly favors voluntary over compulsory
programs. CON-moderate Accepts a situation of government inactivity in
developing social welfare programs; content to
leave such programs to private resources. CON-strong Advocates repeal of existing policies that
promote social welfare programs; supports the
reduction of program scope and coverage; prefers
returning to a situation of government inactivity
in these areas. |
Basic Variable 5.05: Secularization of Society [return to menu] |
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The debate over secularization can be characterized as derivative of what Lipset and Rokkan call "the conflict between the centralizing, standardizing, and mobilizing Nation-State and the historically established corporate privileges of the Church " (1967, pp . 15- 16) . Systematic attempts by secular parties "~o create direct links of influence and control between the nation-state and the individual citizen" are resisted by what the authors label "parties of religious defense." Such parties may arise wherever representatives of an institutionalized religion seek through political means to preserve or extend church control over the nature and distribution of values in a society. The existence of an institutionalized church is essential if this variable is to assume any significance in a country. Thus the issue is blunted in India not only by the traditional Hindu recognition of the basic separation of religious and secular spheres of authority, but also by the fact, as Weiner has put it, that "since Hinduish has no church, the power of the Brahman was that of an individual rather than of an institution. He could hardly challenge the authority of secular society even if he chose to" (1960, p. 161). The Islamic tradition, by contrast, makes no distinction between religious and secular life. Hence, although "Indian and Ceylonese politicians continue to exploit Hinduism and Buddhism with little fear that an organized Hindu or Buddhist clergy or church will displace them. . ., Pakistani politicians must handle the religious issue with great care.... The Jamaat-i-lslami and other orthodox parties with ulama [religious leadership] support continue to press for the creation of an Islamic state . . ." (Weiner 1960, p. 162). "Secularization" should be distinguished from "national integration," which, again following Lipset and Rokkan, can be defined as the issue variable generated by "the conflict between the central nation-building culture and the increasing resistance of the ethnically, linguistically, or religiously distinct subject populations in the provinces and the peripheries" (1967, p. 15). Complex and inbred cultural-behavioral syndromes such as the Indian caste system which are not derived from an institutionalized church are considered and coded as part of the "national integration" variable. "Secularization" measures the party's
posture vis-a-vis the privileges of the church. The range of
attitudinal stances extends from support for government
expropriation of church property and/or official
discouragement of religious practice at one extreme to a
desire to establish a state religion at the other. The
latter orthodoxy may include hostile excesses against
nonfavored religions which should not be confused with a
position of general anticlericalism. Intermediate categories
stress by degree the party's attitude toward state support,
through assorted devices, of the instrumentalities of the
church. |
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Operational Definition. Parties are coded via the usual matrix in accordance with their favoritism or opposition toward secularization or society. |
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Basic Variable 5.06: Support of the Military [return to menu] |
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The military, in addition to their task of securing the national interest, independence, and integrity, may contribute toward the creation or perpetuation of a favorable national image. In developing countries, the armed forces tend to be valued for their role in the process of modernization--through training, construction, and, most importantly, their reliance on rational methods and modern technology. In advanced countries, the military establishment is generally prized as both a vehicle to national prestige and a vital factor in the calculus of international power. Against these functional properties, however, every state must weigh the dysfunctional consequences of the diversion of limited resources from the domestic to the national security sector. The formula developed by each party with respect to this problem is coded according to the operationalization in the following paragraphs. The "military" is construed to include
all national security forces directed toward the control or
elimination of external or internal threats and under the
command of the state--namely, land armies; air, sea, and
marine forces; intelligence and customs services; police
forces; and the like. We recognize that this conception of
"military" obliterates the distinction between "internal"
and "external" security. But "police" in some nations do
such double duty, and the "armed forces" in others are
occasionally mobilized to defend regimes against internal
enemies. |
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Operational Definition. The following position classifications were used in applying the scoring matrix for issue orientation. |
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Basic Variable 5.07: Alignment with East/West Blocs [return to menu] |
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To define this variable, it is useful to first define "neutralism," or "nonalignment," in the context of international politics between 1950 and 1962. According to Weiner these terms are used "loosely and interchangeably to refer to the desire of a majority of Afro-Asian nations to avoid military alliances with either side in the cold war" (1968, p. 166). Both this usage and Weiner's formal definition of neutrality, "a legal condition in which a country refrained from taking sides in a war between two or more belligerents," emphasize the military aspect of neutrality. U.S.S.R. /U.S. or East/ West alignment, too, is considered to be basically a militarily oriented variable, for economic and political ties between nations are measured in the "supranational integration" variable. The East/West breakdown refers specifically to the bipolar international system that grew out of World War II and lasted through the 1950s. The United States is taken as the major bloc actor in the "West" and the U.S.S.R. and the major actor in the "East"--Communist China not yet claiming a leadership role of its own within the Eastern bloc. The nations of the North Atlantic Treaty Organization and the Warsaw Pact are considered to be the major components of the Western and Eastern blocs respectively. While formal military alliances and
associated aid programs constitute alignment at the extreme,
lesser degrees of alignment are possible. Parties reflect
their inclinations in the international arena in a variety
of ways. These can be as concrete as recommending the
establishment or termination of diplomatic relations with
countries in the rival blocs or as subtle as the selective
dissemination of praise and criticism concerning the actions
of bloc leaders. We try to capture these varying expressions
of favoritism in our scoring along the alignment
dimension. |
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Operational Definition. Parties are coded according to the same practice-program matrix used for all other variables in the issue orientation variable cluster. The pro position in this variable is alignment with the East; the con position is alignment with the West. |
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Basic Variable 5.08: Anticolonialism [return to menu] |
Emerson defines "colonialism" as the "establishment and maintenance, for an extended period of time, of rule over an alien people that is separate from and subordinate to the ruling power" (1968, p. 1). Nowadays, it differs little in usage from "imperialism," which once was linked more closely with military conquest of a distant and alien people but now "is often the equated with the exercise of any form of political control or influence by one political community over another" (Daalder 1968, p. 101). Even with the end of colonialism in the classic sense of formal sovereignty over subordinate political units, the broader issue of foreign influence over previously dependent peoples remains alive in the use of "neocolonialism," in which "overt colonial rule is thus replaced by economic and other forms of control, including the provision of aid, and the nominally free countries are Balkanized and manipulated in the imperial interest" (Emerson 1968, pp. 3-4). Colonialism in the classic sense was clearly a salient issue for parties in formerly dependent countries. As Hodgkins points out, "the colonial situation obliges African parties to regard the realization of independence or self-government, in some form, as their primary aim" (1961, pp. 151-152). Much the same situation, of course, applies to parties in former colonies in Asia, but achievement of self-government per se no longer figures as an issue in other areas of the world, notably Latin America, where "neocolonialism" is opposed instead. In our usage, we treat "anticolonialism" as including "anti-neocolonialism" as well. "Anticolonialism" must be distinguished from whatever abridgments of sovereignty accompany "supranational integration," another basic variable in our issue orientation cluster. The issue of supranational integration involves agreement between two or more already sovereign nations to surrender portions of their autonomy or sovereignty subject to joint rule making, rule adjudication, and rule enforcement. The relationship among the political units entering a supranational organization is presumed to be essentially a symmetrical one. On the other hand, the issue of anticolonialism involves an asymmetrical relationship between a single nation, which is either politically or economically superior, and another political unit relegated to a subordinate political or economic status. The manner in which party policy is likely to be expressed on the anticolonialism issue--whether the party opposes or favors the exercise of political influence or economic control of a people by a separate and alien political community--depends on the status of the nation in which the party operates. Is it in the superior or subordinate position? If in the superior position, then party policy is expressed in terms of relinquishing or maintaining control of the subject peoples, with the most extreme leftist position as relinquishing territory and the most extreme rightist position as the maintenance of the empire. If the country is in the subordinate position, then party policy is expressed in terms of winning independence or accepting political rule, with the most extreme leftist position as not only eliminating subordinate political status but also rejecting future cooperation with the former colonial power. The most extreme rightists, on the other hand, stand ready to accept a subordinate role, cooperating with the colonial administrators in governing the territory. The anticolonialism issue involves given nations and peoples in specific asymmetric relationships, for example, France as a colonizing nation with Algeria as a former colony. Party policies within these two political units tend to become unit specific, that is, prescribing policy for France with respect to Algeria or Algeria with respect to France. While these policies are usually focused on a single unit-specific relationship for parties in former colonies, there can be several such colonial relationships confronting parties in the colonizing country: France with respect to Tunisia, France with respect to Indo-China, and so forth. Party policy toward colonialism can be contradictory--depending on the circumstances surrounding these various colonial relationships. Although there may be no such thing as a "general" position on colonialism for given parties, particular colonial relationships become more salient at certain times, and judgments of the anticolonial stances of such parties must balance such policy complications. In recent and current international
politics, the propaganda value of terms like "colonialism"
and "imperialism" are so great that they elicit policy
positions from parties in nations that have not been
involved in any significant colonial relationships at all or
perhaps none with significant impact for politics during our
time period. In these instances, we acknowledge and record
such explicit policy positions in our scoring. But,
simultaneously, we have tried to avoid the "automatic"
scoring of parties on this issue according to their
public positions on anticolonialism without first
determining whether their nation is implicated in any actual
colonial relationships and then determining the parties'
position on the actual situation. For this variable, when
cases of "program" and "practice" disagree, "practice" is
favored over "program" in scoring. |
Operational Definition. "Anticolonialism, " like the previous variable, "East/West alignment," is not interpretable for scoring along a "left-right" continuum on the basis of increase or decrease in governmental activity. We have simply established that anticolonial positions be assigned positive or leftist scores. With this amendment, the same scoring matrix applies, using the basic pro-con scale points in Table 6.9. Note that researchers coded parties on this variable after first determining the nation's status in possible colonial relationships as subordinate or superior. They then chose the appropriate code from those under the corresponding heading. |
Basic Variable 5.09: Supranational Integration [return to menu] |
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Supranational integration is interpreted as an economic and political issue, not a military one. The military alliance dimension is covered in the "alignment with East/West blocs" variable in the issue orientation cluster. The supranational integration variable seeks to measure parties' attitudes toward movements such as pan-Africanism and pan-Europeanism, as well as toward ties with a commonwealth or other supranational grouping. Europe Must Unite, by Count R. N. Coudenhove-Kalergi, states the essence of pan-Europeanism: "creation . . . of a single European Commonwealth based on such measure of political and economic unity as may be found possible, but, above all, on a common European ideal, transcending without weakening, and including, as a matter of course, the fullest toleration of minorities in each state" (1940, p. 12). Altering Haas's definition of political integration slightly, we define supranational integration as the process whereby political actors in several distinct national settings voluntarily shift their loyalties, expectations, and political activities toward an encompassing unit, whose institutions possess or demand jurisdiction over the preexisting nation-states (1964, p. 27). The extreme classifications of parties
on the issue of supranational integration may be seen as
impractical, or even unrealizable, Nevertheless, these
extremes represent opposite poles of a concept of
supranational integration. The negative extreme is a
prohibition against trade and/or a desire for economic and
political self-sufficiency (isolation) of the nation-state,
while the positive extreme is the elimination of the
specific nation-state as it now exists and complete economic
and political union with other nation-states. |
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Operational Definition. Parties are coded according to the degree to which they support or oppose supranational integration. A supportive position is somewhat arbitrarily equated with the pro, or leftist, position, and opposition to the idea becomes the rightist response. |
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Basic Variable 5.10; National Integration [return to menu] |
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Lipset and Rokkan identify as one of four critical lines of systematic cleavage "the conflict between the central nation-building culture and the increasing resistance of the ethnically, linguistically, or religiously distinct subject populations in the provinces and the peripheries" (1967, p. 15). Coleman and Rosberg also state that "ethnic, regional, and other parochialisms, not transcended or contained by [a] sense of national community or by habitation to national institutions . . . dispose party to serve as the main instrument, singly, or through auxiliary instrumentalities it controls, for national integration" (1964, p. 657). Within the defining context of these two statements, our concept of national integration focuses on the party's predisposition vis-a-vis the preservation or reduction of distinctive cultural and regional (but not clerical) characteristics on the horizontal dimension--that is, exclusive of wholly class phenomena. It is the intent of this variable to identify the focus of functional and symbolic authority advocated by the party and to note whether national or subnational influences predominate in the desired arrangement. While distinctly relevant to nation-states confronted with the task of building a coherent national political culture, this issue is not irrelevant to advanced states, which may exhibit peculiarities of uneven development or cultural dissonance characteristic of much younger polities. The extreme nationalist position on this issue is clearly advocacy of the obliteration of subnational loyalties, whether regional, ethnic, linguistic, traditional, or some combination of these. The Kemalist revolution led by the Turkish People's Party in the 1920s is representative of such a program in its attempts at Turkification of ethnic minorities and revitalization of the Turkish nation through political, legal, and educational reform. (Note that the secularizing aspects of the movement are coded elsewhere; see variable 5.05.) Parties which take a position short of this extreme may institutionalize state predominance by preempting control over major administrative structures and yet, at the same time, tolerate minor functional expressions of regional or communal authority. Such toleration, however, is likely to be accompanied by oratory along the lines of Sekou Touré's plea to the (Guinean people to forsake tribalism and thereby facilitate national advancement. A weaker stance on this issue is represented by a policy that promotes the dominance of national structures while accommodating subnational units by means of such devices as the reservation of seats in the national legislature for sole occupation by members of particular ethnic or territorial groups. Support for an effective federal
structure characterized by the virtual sharing of
decision-making authority between national and subnational
power centers is designated to be slightly rightist in the
light of the contemporary ethos of centralism. What may be
labeled a confederal posture--sacrifice of some subnational
authority to a central government but reservation of control
over tax collection, education, law enforcement, and the
like--constitutes an intermediate rightist stance. The
extreme disintegrative position on this issue is the
assertion of subnational autonomy--that is, separatism. |
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Operational Definition. Parties are coded according to the degree to which they favor or oppose national predominance, which are the pro and con positions on this issue, respectively. |
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Basic Variable 5.11: Electoral Participation [return to menu] |
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The spread of democratic ideals across time and across space has produced demands for participation in governments from newly politicized segments of societies. In many cases, these pressures for greater political participation stimulated the creation of political parties to represent these emerging forces in politics. In other cases, existing parties competed for the new participants, seeking to facilitate their entry into the political arena. In still other cases, established governmental parties grappled with the problem of how to resist the demand for meaningful participation while claiming the practice of democracy for the benefit of the international community. The abstract issue of popular participation in government can be translated into the concrete issues of the extent and nature of participation in elections to choose governmental leaders. A party's response to the extent of electoral participation relates to its position on extension of the franchise, which depends not only on its commitment to political equality but also on the practical consequences of extending the franchise to segments of the population previously excluded from the electorate. Parties expecting a net increase in their vote from extension of the franchise can be expected to promote the issue avidly. Those fearing a net loss of support can be expected to skirt the issue in public while attempting to smother it in private. If proponents of an expanded suffrage are not successful in raising it to the level of national debate, its opponents are unlikely to perform the service for them. Thus, where the existing suffrage is less than universal and the issue lies unopened, one might conclude that the objective is to limit participation in the political process, preserving the privilege for vested interests. In countries where the suffrage is significantly delimited, legal qualifications are often serviceable devices to legitimize the exclusion of particular groups from the voting rolls. It is the intent of this variable to measure not so much the method by which certain segments of the population, if any, are to be disenfranchised, but rather the importance of those exclusions. The exclusion of illiterate immigrants is held to be less serious a limitation than, as occurred in Kenya, the debarrment of most persons below the age of 40, or, alternatively, of women, whose enfranchisement even in liberal democracies is a development of relative recency. Support for the exclusion of major economic, ethnic, or racial groupings is considered to constitute the most virulent type of opposition to universal suffrage. Since every polity believes the disenfranchisement of aliens, convicted criminals, persons of unsound mind, and nonadults to be a matter of right if not of necessity, "universal suffrage" should be construed to take account of these qualifications. Hyneman's list of six primary considerations in voting qualifications is relevant to our concern with franchisement (1968). Hyneman finds that statutory restrictions on voting eligibility have been based on considerations of (I) competence to vote with knowledge of issues, candidates, and the situation--commonly reflected in literacy and residence requirements; (2) interest or stake in the outcome of elections--seen in residence and property requirements; (3) compliance with the laws and the actions of the political process itself--the object of restrictions on criminals and presumably members of "subversive" organizations; (4) sharing of common positions with others who are enfranchised--often used to justify disenfranchisement of women, who were felt to be represented by their husbands; (5) other means of power that the individual can use to influence government decisions--sometimes argued in opposition to clergy voting; and (6) social compatibility of population groups (usually minority groups) with the group that wields effective political power--seen in restrictions based on a variety of criteria that effectively eliminate or seriously dilute the voting strength of racial, religious, ethnic, or economic classes in society. The nature of electoral
participation, however, is as important as the extension of
the franchise. Universal suffrage cannot yield meaningful
participation if the voters do not have a choice among
candidates in elections. Extension of the franchise is a
relevant consideration only in the context of competitive
elections, meaning that at least two parties present
alternative sets of candidates. The nature of electoral
participation can be impaired, moreover, by discriminatory
restrictions on party campaigning, which restricts the
voters' range of choice. |
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Operational Definition. Parties are coded according to their positions concerning the joint application of certain criteria concerning the extent and nature of electoral participation, as discussed above. |
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Basic Variable 5.12: Protection of Civil Rights [return to menu] |
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Plano and Greenberg distinguish "civil rights" from "civil liberties" by pointing out that liberties guarantee protection of persons, opinions, and property against arbitrary government interference, whereas rights are usually protected through positive governmental acts to guard against discrimination from outside the government (1967, pp. 56-57). We therefore define civil rights as claims on social opportunities that are justified simply on the basis of community membership. When someone is denied social opportunities available to others, he is being denied his civil rights. Infringement on civil rights becomes a potential political issue when social opportunities are systematically denied to socially significant groups of people. These acts of discrimination are most frequently directed toward social minorities on the part of those in the majority, but they may also occur on behalf of a minority discriminating against the majority. The latter situation is particularly volatile. Party orientations toward the
infringement of civil rights through discrimination can
follow two directions. The party might advocate government
action to eradicate or discourage discrimination, or, at the
other extreme, it may actually promote or support
discrimination through legislative proposals. In either
case, the target population might be either minorities or
the majority in a society, depending on who controls the
government. Between these extremes, one can postulate
several intermediate policy positions, as demonstrated in
the following scale. |
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Operational Definition. Protection of civil rights is scored as the pro position, which is consistent with our according positive scores to greater governmental activity in the issue area. |
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Basic Variable 5.13: Interference with Civil Liberties [return to menu] |
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From a classical standpoint, civil liberties derive from individuals as ends in themselves rather than as instruments in the effectuation of greater, usually statist, ends. For our purposes, civil liberties may be defined as opportunities for expressing opinions, commonly in the form of governmental criticism, in an atmosphere free of political repression or illegitimate communal restraint. Reprisals against the purveyors of undesirable sentiments may issue both from political authorities and from powerful social institutions and organizations (viz., the church, the tribal hierarchy). In the latter in stance, whether any instrumentalities of the state undertake to protect the unfettered expression of ideas assumes critical importance. While noting that we construe civil
liberties in their traditional broad sense--so as to include
free assembly, speech, worship, and the like--we may follow
Bayley (1964, p. 54), who considers "the position of the
press . . . to be the bellwether of freedom of speech," by
focusing here upon the attitude of the party with respect to
the untrammeled publication and dissemination of ideas and
opinions via the mass media. Although the press is
frequently the exclusive object of study when "public
liberties" are examined (see, e.g., Bayley), it seems
appropriate to include broadcasting as a more effective
communications medium for the masses in underdeveloped
countries. Concentration upon media freedom in our
operational definition, however, is not intended to exclude
infringement on individual or group assembly or speech from
consideration. It is the extent of collective control over
expression, rather than the method or object of that
control, which is the basic concern to us. |
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Operational Definition. Like party policy vis-a-vis government protection of civil rights, party attitudes toward government interference with he exercise of civil liberties exhibit dual directionality. Increased governmental activity, in this instance however, means increased governmental interference with the expression of civil liberties. Thus the leftist stance (pro) is associated with interference with civil liberties and the rightist stance (con) with freedom of expression. |
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Basic Variable 5.14: State Department Left-Right Rating [return to menu] |
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The previous thirteen variables in the issue orientation cluster have been operationalized in a manner that permits the ready investigation of their conformity to an underlying left-right continuum. The merit in this approach remains to be determined through intensive analysis of the intercorrelations among the indicators, which is the task for another time and place. One method of determining the validity of our procedure, however, does lie within our grasp. The method of "concurrent validation" holds that measurement validity is established if the proposed measure conforms to some outside criterion whose own validity is either established or presumed. To demonstrate concurrent validity of our operationalizations of the issue variables, we need to obtain high correlations with other, presumably valid, ratings of parties on the left-right dimension. Unfortunately, there are few such comprehensive ratings available in the literature. Students of comparative politics speak freely of parties as being located on a left-right or liberal-conservative continuum, but few attempt to be explicit, systematic, detailed, and comprehensive in their comparisons. However, two usable sets of cross-national party evaluations were located to provide validating criteria for our own measurements. The first set is furnished by experts from the U.S. State Department; the second from experts within the Soviet Union. For more than 20 years, the State Department's Bureau of Intelligence and Research has classified parties as "Communist," "Non-Communist Left," "Center," and "Conservative" in its annual report of World Strength of Communist Party Organizations. In addition to providing detailed information on the membership and strength of communist parties throughout the world, this publication reports election results and legislative representation for the major parties in each country, with the parties classified in one of the four categories mentioned. Although the State Department appears not to have used "right" or "rightist" as a category by itself, there have been occasional identifications of parties within the "conservative" category as "rightist," "extreme right," and "ultra-conservative." The only major exception to the publication's policy of classifying major parties in left-right terms occurs with the treatment accorded parties in Latin America before 1962, when the State Department categories were "Communist," "Ruling Party or Member of Governing Coalition," and "Opposition Party." Beginning in 1963, however, the Latin American parties were classified in common with the rest of the world, providing belated but still useful data for retroactive classification of those parties which continued their existence through 1963. BV514 uses the State Department's
classifications of parties as an overall summary rating of
parties on the left-right continuum according to the
"gestalt" of presumed country experts. If our issue
orientation variables do not correlate with their ratings,
then the validity of our underlying assumption of
unidimensionality of our specific coding procedures are in
serious question. |
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Operational Definition. After the parties had been coded on as many as possible of our thirteen issues, they were given codes corresponding to the State Department classification. The codes are as follows: |
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Conservative (and associated
references) Center Non-Communist Left Communist |
Basic Variable 5.15: Soviet Expert Left-Right Rating [return to menu] |
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Those who might be suspicious of
values or biases operating to affect the judgments of
country experts in the U.S. Department of State might
welcome the antidote offered by expert ratings from the
Soviet Union. Politicheskie partii zarubezhnykh stran
(Political Parties of Foreign Countries, 1967) is a
publication of the Soviet Union that reviews the origins,
support, and programs of contemporary parties across the
world. Done in reference-book style like the World
Strength of Communist Party Organizations, this source
devotes approximately a page to each party covered. While it
does not conveniently classify parties into a fourfold
typology a la State Department, it does employ a
limited and familiar vocabulary in describing its parties.
These descriptions underlie our second set of expert ratings
of parties along a left-right continuum. |
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Operational Definition. A simple three-point scale was constructed for coding parties according to key terms in the party descriptions: |
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Right. Parties
described as supported by upper bourgeoisie, church
leaders, landowners, reactionaries, capitalists,
antidemocratic elements, and
anticommunists. Center. Parties
characterized as supported by the petty
bourgeoisie. Left. Parties
supported by workers or revolutionary, socialist,
or progressive forces; parties described as
Communist, Marxist-Leninist, or
Socialist. |
Basic Variable 5.16: Industrial Relations [return to menu] |
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The variable attempts to capture the level to which a political party encourages or discourages the participation of workers in governmental decision making. In a sense, it reflects the level of corporatism in a society. Schmitter (1974) distinguishes between state and societal corporatism. Their essential difference centers around their path of development and consequently their dependency upon the state. state corporatism tends to be associated with a government mandated interest representation structure or institution, in this case, specifically for labor matters. This form tends to restrict members' actions and abilities, and is ultimately dependent upon the state for its existence. Societal corporatism tends to be associated with an autonomous, diversified labor movement gaining a voice in governmental affairs through organization. The Industrial Relations variable
attempts to measure a political party's efforts in
encouraging or discouraging labor organization. The variable
does this on two levels. The first is the party's position
toward organized labor and the amount of input it allows
labor in formulating industrial policy. The second level
measures the party's position on the rights of workers which
may be independent of labor organization. |
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Operational Definition |
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Basic Variable 5.17: Environmental Policy [return to menu] |
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It might be argued that environmental issues did not become salient political issues until the 1970's. However, it might also be said that it was not until that time that a second side to the issue began to be amplified. Environmental issues often center around measuring and assessing responsibility to economic externalities associated with production. The variable attempts to frame initiatives advocated by political parties that are intended to protect the environment in relation to the short term cost to economic efficiency and/or opportunity of such measures. Therefore, the variable ranges from full governmental control of all potential dangers to the environment to no government involvement, leaving control to long-term market forces with an eye toward economic development and growth. The Environmental Policy variable will
tap into this range on two different levels. The first level
deals with the party's posture toward atomic development in
terms of both nuclear weaponry and civil nuclear energy. The
second levels concerns itself with the depth and breadth of
other environmental controls that affect air, water and
noise pollution as well as protection of wildlife and land
usage. |
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Operational Definition. |
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Basic Variable 5.18: Immigration [return to menu] |
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Immigration policy might be thought of as being dependent upon the economic fortunes of a country. However, it is often tied to many preconceptions of the potential impact immigrants have on a country both economically and culturally. From an economic standpoint, immigration might be seen as enriching the skills and diversity of the work force, or contributing to increased levels of unemployment and the bidding down of wages. From a cultural perspective, immigration policy might be viewed as symbolizing the level of tolerance extended toward culturally diverse groups and who do not possess citizenship. In this way, the variable parallels the issues of "Variable 5.12: Protection of civil Rights" because it concerns itself not only with entry into a country, but the treatment received once there. The variable will attempt measurement
on two levels. The first level is a party's policy
concerning entry. This may range from free entry for any
individual to no permitted entry for new applicants and
deportation for immigrants already present in the country.
The second level is the treatment of immigrants after
arrival. This ranges from the full extension of rights and
privileges to immigrants including special social services
for their needs to legislated discriminatory practices
against immigrants. |
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Operational Definition. |
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Basic Variable 5.19: Rights of Women [return to menu] |
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The variable attempts to evaluate to what extent a political party advocates equality for women. The issue distinguishes itself from "Basic Variable 5.12: Protection of Civil Rights" because of the unique role that gender plays within society. First, the rights of women is not a minority rights issue, defined in terms of protection of "the few" from the dictates of "the many." Secondly, gender crosses other lines of distinction such as race, religion or ethnic origin. Consequently, progressive steps in these areas do not mean progressive stances toward women in society. A third distinction is that the issue permeates many more facets of life, often in more subtle ways. The role of women at work, as a parent, as a spouse and before the legal system are only some of the dimensions where discriminatory practices may exist. For these reasons, a separate issue seemed to warrant itself. The variable is measured
straightforwardly in terms of extending full equality to
women in society. On one end of the spectrum this means
legislating strict practices of equality between men and
women in all facets of life in addition to extending
affirmative action type policies to correct past
discriminatory practices. The other end is anchored by
opposition to any policy aimed toward the expansion of
women's rights. It might also include advocating a repeal of
existing rights in order to preserve a more "traditional"
role of men and women in society. |
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Operational Definition. |
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