Week 2, Lecture 2
Democratic government and institutional models
  • Normative concepts for analyzing democratic government.
    • Universal Participation
    • Political Equality
    • Majority Rule
    • Responsiveness--needed for representative government
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  • How can decision makers determine what people want?
    • INSTITUTIONAL MECHANISMS -- established procedures and organizations -- to promote government responsiveness.
    • Examples: elections, political parties, legislatures, and interest groups.
    • How much responsiveness is needed?
  • The MAJORITARIAN MODEL of democracy relies on the classic, textbook theory of democracy.
    • government by the majority of the people
    • mass participation in politics is required
    • people are well-informed on political issues and make thoughtful voting decisions.
    • citizens to participate directly in decisionmaking
  • The PLURALIST MODEL of democracy
    • PLURALISM, people group along economic, religious, ethnic or cultural lines.
    • People with similar interests form INTEREST GROUPS
    • A classic case: the Spotted Owl in the pacific northwest.
      • loggers v. environmental groups
      • How can a conflict between intense minorities be settled "democratically"
    • government by people operating through competing interest groups.
    • The plural model favors
      • a decentralized and organizationally complex structure
      • to providesgroups open access to public officials who consider their views



Comparing PLURALIST DEMOCRACY with MAJORITARIAN DEMOCRACY:

  • Built from different blocks.
    • The majoritarian model: "atomistic"
      • Building blocks are individual citizens
      • Citizens input preferences themselves
    • Pluralist model: "molecular"
      • Organized groups are building blocks.
      • Democracy is served by the free interplay of interest groups
  • Different institutional mechanisms for democratic expression.
    • Majoritarianism counts individuals through
      • elections
      • referenda
      • initiatives
    • Pluralist democracy relies on numerous points of access
      • partitioned authority
      • decentralization
      • open access
  • Different views of centralized government.
    • Centralized government fits majoritarian democracy.
      • Elected representatives are expected to respond quickly to the wishes of the people.
      • No place for partitioned authority -- the government should be structured to provide for immediate expression of public opinion.
      • Emphasizes MAJORITY RULE over MINORITY RIGHTS.
    • Decentralized government fits pluralist democracy.
      • "minorities rule": many minorities in conflict
      • They are organized into competing interest groups.
      • Does not stress governmental responsiveness to majority demands but governmental for the public interest.
      • The pursuit of this public interest comes from the interplay of contending groups
      • In Pluralist Democracy in the United States (1967), Robert Dahl advanced the FUNDAMENTAL AXIOM of pluralism: "Instead of a single center of sovereign power, there must be multiple centers of power, none of which is or can be wholly sovereign." ( p. 67)
      • Democracy comes about through the openness of the system to group interests


Different models of democracy link to different values.

  • Majoritarians favor government for social ends.
    • In some societies, majorities may favor equality
    • In others, they may favor order.
    • Majoritarianism is unlikely to favor freedom
  • Pluralists are value relativists
    • Admit validity of claims by conflicting groups.
    • Individualism, as manifested in free speech and freedom of choice, is perhaps most valued


Elite Theory--An undemocratic model

  • Important government decisions are made by a small but powerful group of people with great wealth
  • They make decisions in the interest of the financial, communications, industrial, and government institutions
  • Differs from pluralist theory in identifying the ruling minority.
    • Elite theory: a small, distinct, and durable group.
    • Pluralist theory: different minorities win on different issues.
  • Research does not tend to support elite theory


Evaluating democratic government:

  • Tests for democratic government in countries
    • Powell's five criteria for democratic governmennt:
      • Bases legitimacy desires of its citizens.
      • Leaders are chosen in free elections, contested by at least two viable political parties.
      • Most adults can participate in the electoral process.
      • Citizens' votes are secret and are not coerced.
      • Citizens, leaders, and party officials enjoy basic freedoms of speech, press, assembly, relgion, and organization.
    • Only about 20 of of the world's 100 largest nations qualify as democracies in all five ratings.
  • The United States situation:
    • U.S. citizens do not participate regularly in politics
    • U.S. government sometimes does not do what the majority wants
    • The U.S. does not rate very highly on criteria of majoritarian democracy
    • Its decentralized and open structure fits the pluralist model very well.
    • So U.S. looks democratic by pluralist model
      • Is the pluralist model an adequate expression of democracy?
      • Does the majoritarian model result in a more desirable type of democracy?
      • Can one devise new mechanisms of government to produce a better mix of majority rule and minority rights?